The Advisors' Blog

This blog features wisdom from respected compensation consultants and lawyers

October 30, 2019

SEC’s “Proxy Advisor & Shareholder Proposal” Proposals Coming Next Tuesday!

Broc Romanek

Last night, the SEC posted this Sunshine Act notice to announce it will hold an open meeting next Tuesday, November 5th to propose rule changes for proxy advisors & shareholder proposal thresholds. My blog yesterday included an excerpt from an FT article about what may be in the proposals. Check that out for a possible preview.

We’ll be covering the SEC’s Rule 14a-8 proposal during our upcoming TheCorporateCounsel.net webcast – “Shareholder Proposals: What Now” – on Thursday, November 21st. In that program, Davis Polk’s Ning Chiu, Morrison & Foerster’s Marty Dunn and Gibson Dunn’s Beth Ising will also be discussing Corp Fin’s new approach for processing shareholder proposal no-action requests and the expected impact of Staff Legal Bulletin No. 14K.