August 15, 2023
Hot Off the Press: Our Model Clawback Policy!
We’ve been continuing to post model Dodd-Frank clawback policies for your reference as we approach the effective date & compliance date for the new listing standards that are required under Exchange Act Rule 10D-1. The latest addition is our very own sample, which was expertly drafted by Dave Lynn. You can find it – in both Word and PDF – in our “Clawbacks” Practice Area. That’s also where you’ll find links to the SEC rule and exchange listing standards, law firm summaries & analysis, and more.
Don’t forget that we will also have a panel devoted to this topic at our rapidly approaching “Proxy Disclosure & 20th Annual Executive Compensation Conferences” – which will be held virtually September 20th – 22nd. Here’s the full agenda for that pair of conferences. If you haven’t already registered, sign up today on our membership center or by emailing sales@ccrcorp.com – or by calling 1-800-737-1271.
The practical & insightful guidance that you’ll get at the Conferences will be key to helping you put the finishing touches on your policy, consider implementation mechanics, and prepare for all the issues that proxy season and SEC rulemaking are going to throw our way. What’s more, Conference attendees will have continued access to the video archives & transcripts for a year following the event – so you can continue to refer back to this essential guidance as you navigate year-end and proxy season. CLE credit is also available for the live event as well as the on-demand replays!
– Liz Dunshee